Updated January 18, 2019
It is important that all investors understand the risks in various investment strategies and markets. This risk is extended beyond just the trading of a security but includes the risks associated with automation, operations, countries and government laws and systemic risk.
Managing risk is the primary task of professionals and individuals alike. To properly manage risk, one must understand the risks.
Our Disclosure Brochures outline the risks associated with the services we provide along with our background and history.
As a Registered Investment Advisor our risk brochure is called ADV II and it is updated and filed with FINRA on an ongoing basis. You may view our
ADV II here:
As a Commodity Trading Advisor our risk brochure is called CTA Disclosure Brochure and you may view it here:
CTA Disclosure Brochure